Securities and Exchange Commission July 15, 2011 – Federal Register Recent Federal Regulation Documents

Retail Foreign Exchange Transactions
Document Number: 2011-18009
Type: Rule
Date: 2011-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Under section 742(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''), certain foreign exchange transactions with persons who are not ``eligible contract participants'' (commonly referred to as ``retail forex transactions,'' and as further defined below) with a registered broker or dealer (``broker-dealer'') will be prohibited as of July 16, 2011, in the absence of the Commission adopting a rule to allow such transactions under terms and conditions prescribed by the Commission. The Commission is adopting interim final temporary Rule 15b12-1T to allow a registered broker-dealer to engage in a retail forex business until July 16, 2012, provided that the broker-dealer complies with the Securities Exchange Act of 1934 (``Exchange Act''), the rules and regulations thereunder, and the rules of the self-regulatory organization(s) of which the broker-dealer is a member (``SRO rules''), insofar as they are applicable to retail forex transactions.
Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.; Order of Suspension of Trading
Document Number: 2011-17972
Type: Notice
Date: 2011-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Columbus Geographic Systems (GIS) Ltd.; Order of Suspension of Trading
Document Number: 2011-17970
Type: Notice
Date: 2011-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions
FQF Trust, et al.; Notice of Application
Document Number: 2011-17877
Type: Notice
Date: 2011-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-17817
Type: Notice
Date: 2011-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions
J.P. Morgan Securities LLC, et al.; Notice of Application and Temporary Order
Document Number: 2011-17816
Type: Notice
Date: 2011-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-17815
Type: Notice
Date: 2011-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-17803
Type: Notice
Date: 2011-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions