Securities and Exchange Commission April 22, 2011 – Federal Register Recent Federal Regulation Documents

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Comment Request on Existing Private and Public Efforts To Educate Investors
Document Number: 2011-9829
Type: Notice
Date: 2011-04-22
Agency: Securities and Exchange Commission, Agencies and Commissions
In connection with a study regarding financial literacy among investors as mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the ``Dodd-Frank Act''), the Securities and Exchange Commission is requesting public comment on the effectiveness of existing private and public efforts to educate investors.
https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9829.html
Proposed Collection; Comment Request
Document Number: 2011-9775
Type: Notice
Date: 2011-04-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9775.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Alpha Index Options
Document Number: 2011-9774
Type: Notice
Date: 2011-04-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/04/22/2011-9774.html