Securities and Exchange Commission April 19, 2011 – Federal Register Recent Federal Regulation Documents

Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity

Document Number: 2011-9438

Type: Notice

Date: 2011-04-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9438.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Listing Fees Applicable to Debt Securities and Structured Products

Document Number: 2011-9432

Type: Notice

Date: 2011-04-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9432.html

Submission for OMB Review; Comment Request

Document Number: 2011-9414

Type: Notice

Date: 2011-04-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9414.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Promissory Note Proceedings; Correction

Document Number: 2011-9413

Type: Notice

Date: 2011-04-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9413.html