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Securities and Exchange Commission
2011
April
19
Securities and Exchange Commission April 19, 2011 – Federal Register Recent Federal Regulation Documents
Results 1 - 4 of 4
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Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Document Number:
2011-9438
Type:
Notice
Date:
2011-04-19
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9438.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Listing Fees Applicable to Debt Securities and Structured Products
Document Number:
2011-9432
Type:
Notice
Date:
2011-04-19
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9432.html
Submission for OMB Review; Comment Request
Document Number:
2011-9414
Type:
Notice
Date:
2011-04-19
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9414.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Promissory Note Proceedings; Correction
Document Number:
2011-9413
Type:
Notice
Date:
2011-04-19
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/04/19/2011-9413.html