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Securities and Exchange Commission
2011
February
14
Securities and Exchange Commission February 14, 2011 – Federal Register Recent Federal Regulation Documents
Results 1 - 6 of 6
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Proposed Collection; Comment Request
Document Number:
2011-3188
Type:
Notice
Date:
2011-02-14
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/02/14/2011-3188.html
Proposed Collection; Comment Request
Document Number:
2011-3187
Type:
Notice
Date:
2011-02-14
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/02/14/2011-3187.html
Self-Regulatory Organizations; NASDAQ OMX BX LLC; Notice of Filing of Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
Document Number:
2011-3186
Type:
Notice
Date:
2011-02-14
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/02/14/2011-3186.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Document Number:
2011-3183
Type:
Notice
Date:
2011-02-14
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/02/14/2011-3183.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Grail Western Asset Ultra Short Duration ETF
Document Number:
2011-3182
Type:
Notice
Date:
2011-02-14
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/02/14/2011-3182.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Forms of Broker Letters Set Forth in Exchange Rule 451 and Sections 905.02 and 905.03 of the Exchange's Listed Company Manual
Document Number:
2011-3177
Type:
Notice
Date:
2011-02-14
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/02/14/2011-3177.html