Securities and Exchange Commission November 1, 2010 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Sunshine Act Meeting
Document Number: 2010-27640
Type: Notice
Date: 2010-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27640.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook
Document Number: 2010-27495
Type: Notice
Date: 2010-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27495.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees
Document Number: 2010-27494
Type: Notice
Date: 2010-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27494.html
Proposed Collection; Comment Request
Document Number: 2010-27468
Type: Notice
Date: 2010-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27468.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Date for the Additional Expiration Months Pilot Program
Document Number: 2010-27465
Type: Notice
Date: 2010-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27465.html
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