Securities and Exchange Commission September 10, 2010 – Federal Register Recent Federal Regulation Documents
Results 1 - 15 of 15
State of the Municipal Securities Market Field Hearings
On May 7, 2010, the Chairman of the Securities and Exchange Commission Mary L. Schapiro, announced that Commissioner Elisse B. Walter would lead an effort to gather facts, opinions and analyses about the municipal securities market by holding a series of field hearings across the country. A broad array of municipal market participants representing diverse viewpoints will be invited to participate in the field hearings by sharing their perspectives on important topics relating to the municipal securities market.
Tudor Employee Investment Fund LLC and Tudor Investment Corporation; Notice of Application
Summary of Application: Applicants request an order to exempt certain limited liability companies and other investment vehicles formed for the benefit of eligible employees of Tudor Investment Corporation (``Tudor'') and its affiliates from certain provisions of the Act. Each limited liability company and other investment vehicle will be an ``employees' securities company'' within the meaning of section 2(a)(13) of the Act. Applicants: Tudor Employee Investment Fund LLC (``Investment Fund'') and Tudor.
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
The Securities and Exchange Commission is today publishing a list of rules to be reviewed pursuant to Section 610 of the Regulatory Flexibility Act. The list is published to provide the public with notice that these rules are scheduled for review by the agency and to invite public comment on them.
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