Sunshine Act Meetings, 55382 [2010-22751]

Download as PDF 55382 Federal Register / Vol. 75, No. 175 / Friday, September 10, 2010 / Notices SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings srobinson on DSKHWCL6B1PROD with NOTICES SECURITIES AND EXCHANGE COMMISSION [Release No. 34–62833; File No. SR– NYSEArca–2010–82] Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission (‘‘SEC’’) and the Commodity Futures Trading Commission (‘‘CFTC’’) will hold public roundtable discussions on Tuesday, September 14, 2010 at the CFTC’s headquarters at Three Lafayette Centre, Lobby Level Hearing Room (Room 1000), 1155 21st Street, NW., Washington, DC 20581 and on Wednesday, September 15, 2010 at the SEC’s headquarters at 100 F Street, NE., Washington, DC 20549 in the Auditorium, (Room L–002). The meeting on Tuesday will begin at 8:45 a.m. and the meeting on Wednesday will begin at 9 a.m., with both meetings being open to the public, with seating on a first-come, first-served basis. Visitors will be subject to security checks. This Sunshine Act notice is being issued because a majority of the Commission may attend the meetings. Commissioner Aguilar, as duty officer, determined that no earlier notice thereof was possible. The agenda for the meeting on September 14, 2010 includes a panel discussion concerning data for swaps and security-based swaps, swap data repositories, security-based swap data repositories, and real-time public reporting in the context of certain authority that Sections 727, 728, and 763 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (‘‘Act’’) granted the Agencies respectively. The agenda for the meeting on September 15, 2010 includes a panel discussion concerning swap execution facilities and security-based swap execution facilities in the context of certain authority that Sections 733 and 763 of Act granted the Agencies. For further information, please contact the CFTC’s Office of Public Affairs at (202) 418–5080 or the SEC’s office of Public Affairs at (202) 551– 4120. Dated: September 8, 2010. Elizabeth M. Murphy, Secretary. [FR Doc. 2010–22751 Filed 9–8–10; 4:15 pm] BILLING CODE 8010–01–P VerDate Mar<15>2010 16:29 Sep 09, 2010 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC September 2, 2010. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (the ‘‘Act’’) and Rule 19b–4 thereunder,2 notice is hereby given that, on August 31, 2010, NYSE Arca, Inc. (the ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to extend the pilot period of the Exchange’s prior approvals to receive inbound routes of equities orders from Archipelago Securities LLC (‘‘Arca Securities’’), an NYSE Arca affiliated ETP Holder. The text of the proposed rule change is available at the Exchange, the Commission’s Public Reference Room, and https://www.nyse.com. II. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. 1 15 2 17 Jkt 220001 PO 00000 U.S.C.78s(b)(1). CFR 240.19b–4. Frm 00082 Fmt 4703 Sfmt 4703 A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose Currently, Arca Securities is the approved outbound order routing facility of the Exchange.3 Arca Securities is also the approved outbound order routing facility of the New York Stock Exchange LLC (‘‘NYSE’’) and NYSE Amex LLC (‘‘NYSE Amex’’).4 The Exchange, through NYSE Arca Equities, has also been previously approved to receive inbound routes of equities orders by Arca Securities in its capacity as an order routing facility of the NYSE and NYSE Amex.5 The Exchange’s authority to receive inbound routes of equities orders by Arca Securities is subject to a pilot period ending September 30, 2010.6 The Exchange hereby seeks to extend the previously approved pilot period (with the attendant obligations and conditions) for an additional 6 months, through March 31, 2011. 2. Statutory Basis The proposed rule change is consistent with Section 6(b) 7 of the Securities Exchange Act of 1934 (the ‘‘Act’’), in general, and furthers the objectives of Section 6(b)(5) 8 in particular in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster 3 See Securities Exchange Act Release No. 54238 (July 28, 2006), 71 FR 44758 (August 7, 2006) (order approving SR–NYSEArca–2006–13); see also, Securities Exchange Act Release No. 52497 (September 22, 2005), 70 FR 56949 (September 29, 2005)(SR–PCX–2005–90); see also, Securities Exchange Act Release No. 44983 (October 25, 2001), 66 FR 55225 (November 1, 2001) (SR–PCX–00–25); see also, Securities Exchange Act Release No. 58681 (September 29, 2008), 73 FR 58285 (October 6, 2008) (order approving SR–NYSEArca–2008–90). 4 See Securities Exchange Act Release No. 55590 (April 5, 2007), 72 FR 18707 (April 13, 2007) (notice of immediate effectiveness of SR–NYSE–2007–29); see also, Securities Exchange Act Release No. 58680 (September 29, 2008), 73 FR 58283 (October 6, 2008) (order approving SR–NYSE–2008–76). See Securities Exchange Act Release No. 59009 (November 24, 2008), 73 FR 73363 (December 2, 2008) (order approving SR–NYSEALTR–2008–07); see also, Securities Exchange Act Release No. 59473 (February 27, 2009) 74 FR 9853 (March 6, 2009) (order approving SR–NYSEALTR–2009–18). 5 See Securities Exchange Act Release No. 58681 (September 29, 2008), 73 FR 58285 (October 6, 2008) (order approving NYSEArca–2008–90); see also, Securities Exchange Act Release No. 59010 (November 24, 2008), 73 FR 73373 (December 2, 2008) (order approving SR–NYSEArca–2008–130). 6 See Securities Exchange Act Release No. 61813 (March 31, 2010), 75 FR 17459 (April 6, 2010) (Notice of immediate effectiveness of SR– NYSEArca–2010–19). 7 15 U.S.C. 78f(b). 8 15 U.S.C. 78f(b)(5). E:\FR\FM\10SEN1.SGM 10SEN1

Agencies

[Federal Register Volume 75, Number 175 (Friday, September 10, 2010)]
[Notices]
[Page 55382]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-22751]



[[Page 55382]]

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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission (``SEC'') and the Commodity Futures Trading 
Commission (``CFTC'') will hold public roundtable discussions on 
Tuesday, September 14, 2010 at the CFTC's headquarters at Three 
Lafayette Centre, Lobby Level Hearing Room (Room 1000), 1155 21st 
Street, NW., Washington, DC 20581 and on Wednesday, September 15, 2010 
at the SEC's headquarters at 100 F Street, NE., Washington, DC 20549 in 
the Auditorium, (Room L-002).
    The meeting on Tuesday will begin at 8:45 a.m. and the meeting on 
Wednesday will begin at 9 a.m., with both meetings being open to the 
public, with seating on a first-come, first-served basis. Visitors will 
be subject to security checks.
    This Sunshine Act notice is being issued because a majority of the 
Commission may attend the meetings.
    Commissioner Aguilar, as duty officer, determined that no earlier 
notice thereof was possible.
    The agenda for the meeting on September 14, 2010 includes a panel 
discussion concerning data for swaps and security-based swaps, swap 
data repositories, security-based swap data repositories, and real-time 
public reporting in the context of certain authority that Sections 727, 
728, and 763 of the Dodd-Frank Wall Street Reform and Consumer 
Protection Act (``Act'') granted the Agencies respectively.
    The agenda for the meeting on September 15, 2010 includes a panel 
discussion concerning swap execution facilities and security-based swap 
execution facilities in the context of certain authority that Sections 
733 and 763 of Act granted the Agencies.
    For further information, please contact the CFTC's Office of Public 
Affairs at (202) 418-5080 or the SEC's office of Public Affairs at 
(202) 551-4120.

    Dated: September 8, 2010.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2010-22751 Filed 9-8-10; 4:15 pm]
BILLING CODE 8010-01-P
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