Securities and Exchange Commission March 2010 – Federal Register Recent Federal Regulation Documents
Results 1 - 50 of 185
MetLife Insurance Company of Connecticut, et al.
Summary of Application: Applicants seek an order approving the substitution of certain series of the Investment Companies for shares of series of other unaffiliated registered investment companies held by the Separate Accounts to fund certain group and individual variable annuity contracts and variable life insurance policies issued by the Insurance Companies (collectively, the ``Contracts''). The Section 17 Applicants seek an order pursuant to Section 17(b) of the Act to permit certain in-kind transactions in connection with certain of the Substitutions.
MCG Capital Corporation; Notice of Application
Summary of the Application: MCG Capital Corporation (the ``Applicant''), requests an order to amend a prior order (the ``Prior Order'') \1\ that permits the Applicant to issue restricted shares of its common stock (``Restricted Stock'') to Applicant's employees and non-employee directors (``Participants'') pursuant to the MCG Capital Corporation 2006 Employee Restricted Stock Plan and the MCG Capital Corporation 2006 Non-Employee Director Restricted Stock Plan (together, the ``Plans'').\2\ Applicant seeks to amend the Prior Order in order to engage in certain transactions, provided for in the MCG Capital Corporation Second Amended and Restated 2006 Employee Restricted Stock Plan and the MCG Capital Corporation Second Amended and Restated Non- Employee Director Restricted Stock Plan (together, the ``Amended Plans'') that may constitute purchases by the Applicant of its own securities within the meaning of section 23(c) of the Act.
SeaCo Ltd.; Notice of Application
Summary of Application: SeaCo Ltd. (``SeaCo'') seeks an order under section 3(b)(2) of the Act declaring it to be primarily engaged in a business other than that of investing, reinvesting, owning, holding or trading in securities. SeaCo is primarily engaged in the shipping container business.
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