Securities and Exchange Commission March 11, 2010 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
The Chile Fund, Inc.; Notice of Application
Document Number: 2010-5235
Type: Notice
Date: 2010-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicant seeks an order that would permit in-kind repurchases of shares of the Fund held by certain affiliated shareholders of the Fund.
https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5235.html
Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments
Document Number: 2010-5222
Type: Notice
Date: 2010-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5222.html
Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 993NY and 945
Document Number: 2010-5221
Type: Notice
Date: 2010-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5221.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Minimum Quantity Order Type
Document Number: 2010-5220
Type: Notice
Date: 2010-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5220.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Relief Relating to Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees
Document Number: 2010-5217
Type: Notice
Date: 2010-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5217.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Revised Interpretive Questions & Answers on the Application of Rule G-37
Document Number: 2010-5215
Type: Notice
Date: 2010-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5215.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending the Rule Governing the Issuance of Trading Licenses
Document Number: 2010-5214
Type: Notice
Date: 2010-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5214.html
Lincoln Variable Insurance Products Trust, et al.; Notice of Application
Document Number: 2010-5213
Type: Notice
Date: 2010-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5213.html
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