Securities and Exchange Commission 2009 – Federal Register Recent Federal Regulation Documents

Results 301 - 350 of 1,827
Sunshine Act Meeting
Document Number: E9-26257
Type: Notice
Date: 2009-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E9-26256
Type: Notice
Date: 2009-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E9-26177
Type: Notice
Date: 2009-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E9-26176
Type: Notice
Date: 2009-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E9-26175
Type: Notice
Date: 2009-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Adoption of Updated EDGAR Filer Manual
Document Number: E9-26150
Type: Rule
Date: 2009-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system made in EDGAR Release 9.17. The revisions were made primarily to enforce additional XBRL validation requirements to improve the quality of XBRL exhibits; to allow filers to electronically submit the withdrawal of application for exemptive or other relief from the Investment Companies Act as submission types APP WD and APP WD/A; and, to allow filers to add Subject Company related information for the submission types F-6, F-6/A, F-6EF, and F-6POS. The revisions to the Filer Manual reflect changes within Volume I entitled EDGAR Filer Manual, Volume I: ``General Information,'' Version 8 (September 2009) and Volume II entitled EDGAR Filer Manual, Volume II: ``EDGAR Filing,'' Version 13 (September 2009). The updated manual will be incorporated by reference into the Code of Federal Regulations.
Credit Ratings Disclosure
Document Number: E9-25813
Type: Proposed Rule
Date: 2009-10-27
Agency: Securities and Exchange Commission, Agencies and Commissions
This document corrects the file number in the preamble to a proposed rule regarding credit ratings disclosure published in the Federal Register of Thursday, October 15, 2009 (74 FR 53086). The file number should read as set forth above.
Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933
Document Number: E9-25811
Type: Proposed Rule
Date: 2009-10-27
Agency: Securities and Exchange Commission, Agencies and Commissions
This document corrects the file number in the preamble to a concept release on possible rescission of rule 436(g) under the Securities Act of 1933 published in the Federal Register of Thursday, October 15, 2009 (74 FR 53114). The file number should read as set forth above.
Sun Sports and Entertainment, Inc.; Order of Suspension of Trading
Document Number: E9-25639
Type: Notice
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Pacific Investment Management Company LLC and PIMCO ETF Trust; Notice of Application
Document Number: E9-25560
Type: Notice
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities
Document Number: E9-25496
Type: Proposed Rule
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission proposes to amend Rule 312 of Regulation S-T which provides a temporary filing accommodation for filings with respect to asset-backed securities that allows static pool information required to be disclosed in a prospectus to be provided on an Internet Web site under certain conditions. Under Rule 312, such information is deemed to be included in the prospectus included in the registration statement for the asset-backed securities. Rule 312 currently applies to filings with respect to asset-backed securities filed on or before December 31, 2009. We propose to amend Rule 312 to extend its application for one year. Under the proposed extension, the rule would apply to filings with respect to asset-backed securities filed on or before December 31, 2010.
Proposed Collection; Comment Request
Document Number: E9-25487
Type: Notice
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-25486
Type: Notice
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-25485
Type: Notice
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-25484
Type: Notice
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-25483
Type: Notice
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-25482
Type: Notice
Date: 2009-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Pioneer Diversified High Income Trust, et al.; Notice of Application
Document Number: E9-25422
Type: Notice
Date: 2009-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
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