Securities and Exchange Commission December 16, 2009 – Federal Register Recent Federal Regulation Documents

Results 1 - 4 of 4
In the Matter of the Application of C2 Options Exchange, Incorporated for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission
Document Number: E9-29877
Type: Notice
Date: 2009-12-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29877.html
Approval of Investment Adviser Registration Depository Filing Fees
Document Number: E9-29840
Type: Notice
Date: 2009-12-16
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') is, for one year, reducing Investment Adviser Registration Depository annual and initial filing fees that will be charged beginning January 1, 2010 through December 31, 2010.
https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29840.html
Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Options Regulatory Fee
Document Number: E9-29830
Type: Notice
Date: 2009-12-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29830.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade S&P 500 Dividend Index Options
Document Number: E9-29826
Type: Notice
Date: 2009-12-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29826.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.