Securities and Exchange Commission November 27, 2009 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E9-28353
Type: Notice
Date: 2009-11-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On April 17, 2009, applicant transferred its assets to Jennison Mid-Cap Growth Fund, Inc., based on net asset value. Expenses of $112,056 incurred in connection with the reorganization were paid by applicant and Jennison Associates LLC, the acquiring fund's subadviser.
Pioneer Floating Rate Trust and Pioneer High Income Trust; Notice of Application
Document Number: E9-28352
Type: Notice
Date: 2009-11-27
Agency: Securities and Exchange Commission, Agencies and Commissions
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