Securities and Exchange Commission November 25, 2009 – Federal Register Recent Federal Regulation Documents

Public Company Accounting Oversight Board; Notice of Filing of Proposed Amendment to Board Rules Relating to Inspections

Document Number: E9-28239

Type: Notice

Date: 2009-11-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28239.html

Proposed Collection; Comment Request

Document Number: E9-28228

Type: Notice

Date: 2009-11-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28228.html

Proposed Collection; Comment Request

Document Number: E9-28227

Type: Notice

Date: 2009-11-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28227.html

Proposed Collection; Comment Request

Document Number: E9-28226

Type: Notice

Date: 2009-11-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28226.html

Proposed Collection; Comment Request

Document Number: E9-28225

Type: Notice

Date: 2009-11-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28225.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the FINRA Rule 9550 Series (Expedited Proceedings)

Document Number: E9-28224

Type: Notice

Date: 2009-11-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28224.html

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 7.25

Document Number: E9-28197

Type: Notice

Date: 2009-11-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28197.html