Securities and Exchange Commission September 3, 2009 – Federal Register Recent Federal Regulation Documents

Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to Qualified Contingent Cross Orders

Document Number: E9-21223

Type: Notice

Date: 2009-09-03

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21223.html

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Option Floor Broker Subsidy and Other Clarifying Changes to the Fee Schedule

Document Number: E9-21222

Type: Notice

Date: 2009-09-03

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21222.html

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: E9-21221

Type: Notice

Date: 2009-09-03

Agency: Securities and Exchange Commission, Agencies and Commissions

Each applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicants have never made a public offering of their securities and do not propose to make a public offering or engage in business of any kind.

https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21221.html

Joint Industry Plan; Order Approving Amendments To Withdraw From the Intermarket Options Linkage Plan Filed by Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc.

Document Number: E9-21214

Type: Notice

Date: 2009-09-03

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21214.html