Securities and Exchange Commission June 8, 2009 – Federal Register Recent Federal Regulation Documents

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Submission for OMB Review; Comment Request
Document Number: E9-13260
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13260.html
Submission for OMB Review; Comment Request
Document Number: E9-13259
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13259.html
Submission for OMB Review; Comment Request
Document Number: E9-13258
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13258.html
Submission for OMB Review; Comment Request
Document Number: E9-13257
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13257.html
Submission for OMB Review; Comment Request
Document Number: E9-13256
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13256.html
Submission for OMB Review; Comment Request
Document Number: E9-13255
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13255.html
Proposed Extension of Existing Request; Comment Request
Document Number: E9-13254
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13254.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook
Document Number: E9-13253
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13253.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Cross-References in FINRA Rules
Document Number: E9-13252
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13252.html
Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Listing and Trading New Currencies
Document Number: E9-13210
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13210.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Document Number: E9-13209
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13209.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Criteria for Becoming a Member of the Nominating Committee
Document Number: E9-13208
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13208.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending CBOE Rules Relating to the Penny Pilot Program
Document Number: E9-13207
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13207.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan
Document Number: E9-13205
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13205.html
WisdomTree Investments, Inc., et al.; Notice of Application
Document Number: E9-13204
Type: Notice
Date: 2009-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13204.html
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