Securities and Exchange Commission April 21, 2009 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting

Document Number: E9-9179

Type: Notice

Date: 2009-04-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9179.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Definition of “TRACE-Eligible Security”

Document Number: E9-9059

Type: Notice

Date: 2009-04-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9059.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook

Document Number: E9-9058

Type: Notice

Date: 2009-04-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9058.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals

Document Number: E9-9057

Type: Notice

Date: 2009-04-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9057.html

ProShares Trust, et al.; Notice of Application

Document Number: E9-9056

Type: Notice

Date: 2009-04-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9056.html