Securities and Exchange Commission March 23, 2009 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting

Document Number: E9-6434

Type: Notice

Date: 2009-03-23

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6434.html

Massachusetts Financial Services Company, et al.; Notice of Application

Document Number: E9-6209

Type: Notice

Date: 2009-03-23

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6209.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the FINRA Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications

Document Number: E9-6208

Type: Notice

Date: 2009-03-23

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6208.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Establish the Nasdaq Daily Share Volume Service and To Establish Fees for the Service

Document Number: E9-6147

Type: Notice

Date: 2009-03-23

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6147.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto To Establish Nasdaq Custom Data Feeds

Document Number: E9-6146

Type: Notice

Date: 2009-03-23

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6146.html