Securities and Exchange Commission October 14, 2008 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
SEC Study of Mark to Market Accounting
Document Number: E8-24245
Type: Notice
Date: 2008-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is requesting public comment related to the study to be conducted by the Commission under the Emergency Economic Stabilization Act of 2008 of ``mark-to-market'' accounting applicable to financial institutions, including depository institutions.
https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24245.html
Calamos Convertible Opportunities and Income Fund, et al.; Notice of Application
Document Number: E8-24242
Type: Notice
Date: 2008-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24242.html
Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt Rule 12905 of the Code of Arbitration Procedure for Customer Disputes and Rule 13905 of the Code of Arbitration Procedure for Industry Disputes To Permit Submissions Under Limited Circumstances to Arbitrators After a Case Has Closed
Document Number: E8-24241
Type: Notice
Date: 2008-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24241.html
Proposed Collection; Comment Request
Document Number: E8-24239
Type: Notice
Date: 2008-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24239.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Amending NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2) To Permit the Listing of Equity Linked Notes That Are Linked to Securities Issued by Companies Registered Under the Investment Company Act of 1940
Document Number: E8-24238
Type: Notice
Date: 2008-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24238.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Document Number: E8-24237
Type: Notice
Date: 2008-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24237.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48 To Permit the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Document Number: E8-24236
Type: Notice
Date: 2008-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24236.html
Proposed Collection; Comment Request
Document Number: E8-24235
Type: Notice
Date: 2008-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24235.html
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