Securities and Exchange Commission June 5, 2008 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: E8-12595

Type: Notice

Date: 2008-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicant seeks an order declaring that it has ceased to be an investment company. On October 12, 2004, applicant transferred its assets to Allegiant Funds (formerly known as Armada Funds), based on net asset value. Expenses of approximately $526,430 incurred in connection with the reorganization were paid by the acquiring fund and Allegiant Asset Management Company (formerly known as National City Investment Management Company) the acquiring fund's investment adviser. Filing Date: The application was filed on May 9, 2008. Applicant's Address: 5800 Corporate Dr., Pittsburgh, PA 15237-7010.

https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12595.html

Self-Regulatory Organizations; American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Philadelphia Stock Exchange, Inc., and NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust

Document Number: E8-12520

Type: Notice

Date: 2008-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12520.html

Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares

Document Number: E8-12519

Type: Notice

Date: 2008-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12519.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend the Exchange's Rules Pertaining to the Imposition of Fines for Minor Rule Violations

Document Number: E8-12482

Type: Notice

Date: 2008-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12482.html

Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges

Document Number: E8-12481

Type: Notice

Date: 2008-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12481.html

Regional Office Reorganization

Document Number: E8-12244

Type: Rule

Date: 2008-06-05

Agency: Securities and Exchange Commission, Agencies and Commissions

The Securities and Exchange Commission is amending its rules to reflect the reorganization of its former five regional and six district offices into eleven regional offices reporting directly to SEC Headquarters. The Commission also is correcting addresses appearing in its rules.

https://regulations.justia.com/regulations/fedreg/2008/06/05/E8-12244.html