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Securities and Exchange Commission
2007
October
24
Securities and Exchange Commission October 24, 2007 – Federal Register Recent Federal Regulation Documents
Results 1 - 2 of 2
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Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Reporting of Odd-Lot Transactions to FINRA
Document Number:
E7-20899
Type:
Notice
Date:
2007-10-24
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/24/E7-20899.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Qualified Contingent Trade Exemption
Document Number:
E7-20898
Type:
Notice
Date:
2007-10-24
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/10/24/E7-20898.html