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Securities and Exchange Commission
2007
September
21
Securities and Exchange Commission September 21, 2007 – Federal Register Recent Federal Regulation Documents
Results 1 - 6 of 6
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Sunshine Act Meetings
Document Number:
E7-18721
Type:
Notice
Date:
2007-09-21
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18721.html
Proposed Collection; Comment Request
Document Number:
E7-18687
Type:
Notice
Date:
2007-09-21
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18687.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Quote Mitigation Plan for Competitive Market Makers
Document Number:
E7-18686
Type:
Notice
Date:
2007-09-21
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18686.html
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Throughs for IOC Cross Orders on the XLE
Document Number:
E7-18552
Type:
Notice
Date:
2007-09-21
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18552.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Exemption From Reporting for TRACE-Eligible Securities Transactions Resulting From Exercise or Settlement of Options, Termination or Settlement of Credit Default Swaps, Other Types of Swaps, or Similar Instruments
Document Number:
E7-18551
Type:
Notice
Date:
2007-09-21
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18551.html
Proposed Collection; Comment Request
Document Number:
E7-18550
Type:
Notice
Date:
2007-09-21
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18550.html