Securities and Exchange Commission September 21, 2007 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings

Document Number: E7-18721

Type: Notice

Date: 2007-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18721.html

Proposed Collection; Comment Request

Document Number: E7-18687

Type: Notice

Date: 2007-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18687.html

Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Quote Mitigation Plan for Competitive Market Makers

Document Number: E7-18686

Type: Notice

Date: 2007-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18686.html

Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Throughs for IOC Cross Orders on the XLE

Document Number: E7-18552

Type: Notice

Date: 2007-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18552.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Exemption From Reporting for TRACE-Eligible Securities Transactions Resulting From Exercise or Settlement of Options, Termination or Settlement of Credit Default Swaps, Other Types of Swaps, or Similar Instruments

Document Number: E7-18551

Type: Notice

Date: 2007-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18551.html

Proposed Collection; Comment Request

Document Number: E7-18550

Type: Notice

Date: 2007-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18550.html