Securities and Exchange Commission August 13, 2007 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request

Document Number: E7-15764

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15764.html

Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to an Amendment to the International Securities Exchange, LLC Constitution and Amended and Restated LLC Agreement

Document Number: E7-15758

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15758.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information

Document Number: E7-15757

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15757.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Transaction Fees for Credit Default Options

Document Number: E7-15756

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15756.html

Submission for OMB Review; Comment Request

Document Number: E7-15736

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15736.html

Submission for OMB Review; Comment Request

Document Number: E7-15735

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15735.html

Submission for OMB Review; Comment Request

Document Number: E7-15733

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15733.html

Self-Regulatory Organizations; American Stock Exchange, LLC.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Modifying an Aspect of the Definition of Independent Director

Document Number: E7-15725

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15725.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 79A.30 (Miscellaneous Requirements on Stock Market Procedures)

Document Number: E7-15724

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15724.html

Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change To Expand the Class of Entities Permitted To Use the Delta Hedging Exemption From Equity Options Position Limits

Document Number: E7-15723

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15723.html

Submission for OMB Review; Comment Request

Document Number: E7-15722

Type: Notice

Date: 2007-08-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15722.html