Submission for OMB Review; Comment Request, 45280 [E7-15733]
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Federal Register / Vol. 72, No. 155 / Monday, August 13, 2007 / Notices
Dated: August 6, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–15722 Filed 8–10–07; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies
Available From: Securities and
Exchange Commission, Office of
Investor Education and Assistance,
Washington, DC 20549–0213.
jlentini on PROD1PC65 with NOTICES
Extension:
Rule 15Bc3–1 and Form MSDW, SEC File
No. 270–93, OMB Control No. 3235–
0087.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information discussed
below.
Rule 15Bc3–1 (17 CFR 240.15Bc3–1)
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.) provides
that a notice of withdrawal from
registration with the Commission as a
bank municipal securities dealer must
be filed on Form MSDW.
The Commission uses the information
submitted on Form MSDW in
determining whether it is in the public
interest to permit a bank municipal
securities dealer to withdraw its
registration. This information is also
important to the municipal securities
dealer’s customers and to the public,
because it provides, among other things,
the name and address of a person to
contact regarding any of the municipal
securities dealer’s unfinished business.
Based upon past submissions, the
staff estimates that approximately 20
respondents will utilize this notice
annually, with a total burden for all
respondents of 10 hours. The staff
estimates that the average number of
hours necessary to comply with the
requirements of Rule 15Bc3–1 is 0.5
hours. The average cost per hour is
approximately $101. Therefore, the total
cost of compliance for the respondents
is $1010 ($101 × 0.5 × 20 = $1010).
Providing the information on the
notice is mandatory in order to
withdraw from registration with the
Commission as a bank municipal
securities dealer. The information
contained in the notice will not be
VerDate Aug<31>2005
17:04 Aug 10, 2007
Jkt 211001
confidential. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid control number.
Providing the information on the
application is mandatory in order to
register with the Commission as a bank
municipal securities dealer. The
information contained in the
application will not be kept
confidential. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid control number.
General comments regarding the
estimated burden hours should be
directed to the following persons: (i)
Desk Officer for the Securities and
Exchange Commission, Office of
Information and Regulatory Affairs,
Office of Management and Budget,
Room 10102, New Executive Office
Building, Washington, DC 20503 or
send an e-mail to:
David_Rostker@omb.eop.gov and (ii) R.
Corey Booth, Director/Chief Information
Officer, Securities and Exchange
Commission, C/O Shirley Martinson,
6432 General Green Way, Alexandria,
VA 22312 or send an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
Dated: July 30, 2007.
Nancy M. Morris,
Secretary.
[FR Doc. E7–15733 Filed 8–10–07; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Assistance,
Washington, DC 20549–0213.
Extension:
Rule 15Ba2–1 and Form MSD; SEC File No.
270–0088; OMB Control No. 3235–0083.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Rule 15Ba2–1 (17 CFR 240.15Ba2–1)
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.) provides
PO 00000
Frm 00066
Fmt 4703
Sfmt 4703
that an application for registration with
the Commission by a bank municipal
securities dealer must be filed on Form
MSD. The Commission uses the
information contained in Form MSD to
determine whether bank municipal
securities dealers meet the standards for
registration set forth in the Exchange
Act, to develop a central registry where
members of the public may obtain
information about particular bank
municipal securities dealers, and to
develop statistical information about
bank municipal securities dealers.
Based upon past submissions, the
staff estimates that approximately 32
respondents will utilize this application
procedure annually, with a total burden
of 48 hours. The staff estimates that the
average number of hours necessary to
comply with the requirements of Rule
15Ba2–1 is 1.5 hours. The average cost
per hour is approximately $67.
Therefore, the total cost of compliance
for the respondents is approximately
$3,216.
Rule 15Ba2–1 does not contain an
explicit recordkeeping requirement, but
the rule does require the prompt
correction of any information on Form
MSD that becomes inaccurate, meaning
that bank municipal securities dealers
need to maintain a current copy of Form
MSD indefinitely.
Providing the information on the
application is mandatory in order to
register with the Commission as a bank
municipal securities dealer. The
information contained in the
application will not be kept
confidential. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid control number. General
comments regarding the estimated
burden hours should be directed to the
following persons: (i) Desk Officer for
the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or send an email
to: David_Rostker@omb.eop.gov and (ii)
R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312 or send an e-mail
to: PRA_Mailbox@sec.gov. Comments
must be submitted to OMB within 30
days of this notice.
Dated: July 30, 2007.
Nancy M. Morris,
Secretary.
[FR Doc. E7–15735 Filed 8–10–07; 8:45 am]
BILLING CODE 8010–01–P
E:\FR\FM\13AUN1.SGM
13AUN1
]]>Agencies
[Federal Register Volume 72, Number 155 (Monday, August 13, 2007)]
[Notices]
[Page 45280]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-15733]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Investor Education and Assistance,
Washington, DC 20549-0213.
Extension:
Rule 15Bc3-1 and Form MSDW, SEC File No. 270-93, OMB Control No.
3235-0087.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of extension of the
previously approved collection of information discussed below.
Rule 15Bc3-1 (17 CFR 240.15Bc3-1) under the Securities Exchange Act
of 1934 (15 U.S.C. 78a et seq.) provides that a notice of withdrawal
from registration with the Commission as a bank municipal securities
dealer must be filed on Form MSDW.
The Commission uses the information submitted on Form MSDW in
determining whether it is in the public interest to permit a bank
municipal securities dealer to withdraw its registration. This
information is also important to the municipal securities dealer's
customers and to the public, because it provides, among other things,
the name and address of a person to contact regarding any of the
municipal securities dealer's unfinished business.
Based upon past submissions, the staff estimates that approximately
20 respondents will utilize this notice annually, with a total burden
for all respondents of 10 hours. The staff estimates that the average
number of hours necessary to comply with the requirements of Rule
15Bc3-1 is 0.5 hours. The average cost per hour is approximately $101.
Therefore, the total cost of compliance for the respondents is $1010
($101 x 0.5 x 20 = $1010).
Providing the information on the notice is mandatory in order to
withdraw from registration with the Commission as a bank municipal
securities dealer. The information contained in the notice will not be
confidential. An agency may not conduct or sponsor, and a person is not
required to respond to, a collection of information unless it displays
a currently valid control number. Providing the information on the
application is mandatory in order to register with the Commission as a
bank municipal securities dealer. The information contained in the
application will not be kept confidential. An agency may not conduct or
sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid control number.
General comments regarding the estimated burden hours should be
directed to the following persons: (i) Desk Officer for the Securities
and Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503 or send an e-mail to: David--
Rostker@omb.eop.gov and (ii) R. Corey Booth, Director/Chief Information
Officer, Securities and Exchange Commission, C/O Shirley Martinson,
6432 General Green Way, Alexandria, VA 22312 or send an e-mail to:
PRA--Mailbox@sec.gov. Comments must be submitted to OMB within 30 days
of this notice.
Dated: July 30, 2007.
Nancy M. Morris,
Secretary..
[FR Doc. E7-15733 Filed 8-10-07; 8:45 am]
BILLING CODE 8010-01-P
