Securities and Exchange Commission May 7, 2007 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Hercules Technology Growth Capital, Inc.; Notice of Application
Document Number: E7-8683
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8683.html
Sunshine Act Meeting
Document Number: E7-8649
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8649.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to Proposed Rule Change and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Adopt Generic Listing Standards for Index-Linked Securities
Document Number: E7-8600
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8600.html
PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application
Document Number: E7-8599
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8599.html
SSgA Funds Management, Inc., et al.
Document Number: E7-8598
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8598.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Penny Increments for Block Mechanism Orders
Document Number: E7-8597
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8597.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Nasdaq Trading Rights Fee
Document Number: E7-8596
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8596.html
First Trust Exchange-Traded Fund, et al.; Notice of Application
Document Number: E7-8595
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8595.html
Order Making Fiscal Year 2008 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934
Document Number: 07-2194
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/07/07-2194.html
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