Securities and Exchange Commission April 3, 2007 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Proposed Collection; Comment Request
Document Number: E7-6127
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6127.html
Proposed Collection; Comment Request
Document Number: E7-6126
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6126.html
Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NASD Rule 7000 Series To Delete References To Systems and Services That Will No Longer Be Provided by NASD
Document Number: E7-6125
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6125.html
Sunshine Act Meeting
Document Number: E7-6124
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6124.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval To a Proposed Rule Change to Amend Existing Rules for Investment Company Units To Eliminate Requirement Regarding Index Weighting and Calculation Methodology
Document Number: E7-6085
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6085.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 To Amend Section 703.16 of the NYSE Listed Company Manual To Eliminate Requirement Regarding Index Weighting and Calculation Methodology
Document Number: E7-6084
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6084.html
Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
Document Number: E7-6083
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6083.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 60 To Allow the Exchange To Identify Its Quotation as Slow Non-Firm During the Manual Reporting of a Block-Sized Transaction
Document Number: E7-6082
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6082.html
Silas Partners I, LLC et al.; Notice of Application
Document Number: E7-6081
Type: Notice
Date: 2007-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6081.html
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