Securities and Exchange Commission March 19, 2007 – Federal Register Recent Federal Regulation Documents

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Adoption of Alternative Arrangements Under the National Environmental Policy Act for New Orleans Hurricane and Storm Damage Reduction System
Document Number: Z7-4515
Type: Notice
Date: 2007-03-19
Agency: Department of Defense, Securities and Exchange Commission, Agencies and Commissions, Department of the Army, Corps of Engineers, Engineers Corps, Army Department
https://regulations.justia.com/regulations/fedreg/2007/03/19/Z7-4515.html
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees as Modified by Amendment No. 1
Document Number: Z7-3916
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/Z7-3916.html
Sunshine Act Meetings
Document Number: E7-4984
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4984.html
Submission for OMB Review; Comment Request
Document Number: E7-4899
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4899.html
Submission for OMB Review; Comment Request
Document Number: E7-4898
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4898.html
Submission for OMB Review; Comment Request
Document Number: E7-4897
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4897.html
Submissions for OMB Review; Comment Request
Document Number: E7-4896
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4896.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete From Section 804.00 of the Exchange's Listed Company Manual Text That Has Been Superseded
Document Number: E7-4895
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4895.html
Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Effective Date of Amendments to NASD's Order Audit Trail System Rules
Document Number: E7-4894
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4894.html
Submission for OMB Review; Comment Request
Document Number: E7-4893
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4893.html
Amendments to Financial Responsibility Rules for Broker-Dealers
Document Number: E7-4693
Type: Proposed Rule
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is proposing for comment amendments to its net capital, customer protection, books and records, and notification rules for broker-dealers under the Securities Exchange Act of 1934 (``Exchange Act''). The proposed amendments would address several emerging areas of concern regarding the financial requirements for broker-dealers. They also would update the financial responsibility rules and make certain technical amendments.
https://regulations.justia.com/regulations/fedreg/2007/03/19/E7-4693.html
In the Matter of Certain Companies Quoted on the Pink Sheets: Advanced Powerline Technologies Inc.; America Asia Petroleum Corp.; Amerossi Int'l Group, Inc.; Apparel Manufacturing Associates, Inc.; Asgard Holdings Inc.; Biogenerics Ltd.; China Gold Corp.; CTR Investments & Consulting, Inc.; DC Brands International, Inc.; Equal Trading, Inc.; Equitable Mining Corp.; Espion International, Inc.; Goldmark Industries, Inc.; GroFeed Inc.; Healtheuniverse, Inc.; Interlink Global Corp.; Investigative Services Agencies, Inc.; iPackets International, Inc.; Koko Petroleum Inc.; Leatt Corporation; LOM Logistics, Inc.; Modern Energy Corp.; National Healthcare Logistics, Inc.; Presidents Financial Corp.; Red Truck Entertainment Inc.; Relay Capital Corp.; Rodedawg International Industries, Inc.; Rouchon Industries, Inc.; Software Effective Solutions Corp.; Solucorp Industries Ltd.; Sports-stuff.com Inc.; UBA Technology, Inc.; Wataire Industries Inc.; WayPoint Biomedical Holdings, Inc.; Wineco Productions Inc.; Order of Susp
Document Number: C7-1163
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/03/19/C7-1163.html
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