Securities and Exchange Commission March 19, 2007 – Federal Register Recent Federal Regulation Documents

Adoption of Alternative Arrangements Under the National Environmental Policy Act for New Orleans Hurricane and Storm Damage Reduction System
Document Number: Z7-4515
Type: Notice
Date: 2007-03-19
Agency: Department of Defense, Securities and Exchange Commission, Agencies and Commissions, Department of the Army, Corps of Engineers, Engineers Corps, Army Department
Sunshine Act Meetings
Document Number: E7-4984
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-4899
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-4898
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-4897
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Submissions for OMB Review; Comment Request
Document Number: E7-4896
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-4893
Type: Notice
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to Financial Responsibility Rules for Broker-Dealers
Document Number: E7-4693
Type: Proposed Rule
Date: 2007-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is proposing for comment amendments to its net capital, customer protection, books and records, and notification rules for broker-dealers under the Securities Exchange Act of 1934 (``Exchange Act''). The proposed amendments would address several emerging areas of concern regarding the financial requirements for broker-dealers. They also would update the financial responsibility rules and make certain technical amendments.