Securities and Exchange Commission February 9, 2007 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Universal Price Improvement Period for Public Customer Orders
Document Number: E7-2171
Type: Notice
Date: 2007-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2171.html
Submission of OMB Review; Comment Request
Document Number: E7-2170
Type: Notice
Date: 2007-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2170.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C.
Document Number: E7-2152
Type: Notice
Date: 2007-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2152.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Document Number: E7-2151
Type: Notice
Date: 2007-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2151.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange's Payment for Order Flow Plan
Document Number: E7-2150
Type: Notice
Date: 2007-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2150.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry
Document Number: E7-2139
Type: Notice
Date: 2007-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2139.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Document Number: E7-2129
Type: Notice
Date: 2007-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2129.html
Federal Register Citation of Previous Announcement: [72 FR 5090, February 2, 2007]
Document Number: 07-610
Type: Notice
Date: 2007-02-09
Agency: Sunshine Act Meeting, Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/02/09/07-610.html
Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations
Document Number: 07-548
Type: Proposed Rule
Date: 2007-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is proposing for comment rules to implement provisions of the Credit Rating Agency Reform Act of 2006 (the ``Act''), enacted on September 29, 2006. The Act defines the term ``nationally recognized statistical rating organization,'' provides authority for the Commission to implement registration, recordkeeping, financial reporting, and oversight rules with respect to registered credit rating agencies, and directs the Commission to issue final implementing rules no later than 270 days after its enactment (or by June 26, 2007).
https://regulations.justia.com/regulations/fedreg/2007/02/09/07-548.html
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