Securities and Exchange Commission January 12, 2007 – Federal Register Recent Federal Regulation Documents

Results 1 - 13 of 13
Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems
Document Number: Z6-22657
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22657.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Various iShares[reg] MSCI Index Funds Pursuant to Unlisted Trading Privileges
Document Number: Z6-22402
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22402.html
Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions
Document Number: Z6-22398
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/Z6-22398.html
Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading by Any of the Parties to the Plan Be Treated Under the Provision “Special Temporary Provision for Newly Traded FCO Securities” During a Temporary Period Ending on December 31, 2007
Document Number: E7-313
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-313.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Amended by Amendment No. 1 To Temporarily Adjust Tier Volume Limits
Document Number: E7-312
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-312.html
Self-Regulatory Organization; the NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Its Listing Rules in the Case of a Reverse Merger
Document Number: E7-311
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-311.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Membership Requirements
Document Number: E7-305
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-305.html
Submissions for OMB Review; Comment Request
Document Number: E7-304
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-304.html
Submissions for OMB Review; Comment Request
Document Number: E7-303
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-303.html
Submission for OMB Review; Comment Request
Document Number: E7-302
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-302.html
Submission for OMB Review; Comment Request
Document Number: E7-301
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-301.html
Proposed Collection; Comment Request
Document Number: E7-300
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/E7-300.html
Sunshine Act Meeting
Document Number: 07-113
Type: Notice
Date: 2007-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/01/12/07-113.html
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