Securities and Exchange Commission January 5, 2007 – Federal Register Recent Federal Regulation Documents

Deutsche Bank Trust Company Americas; Notice of Application

Document Number: E6-22609

Type: Notice

Date: 2007-01-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22609.html

Opal Private Equity Fund, L.P. et al.; Notice of Application

Document Number: E6-22605

Type: Notice

Date: 2007-01-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22605.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Complex Trades

Document Number: E6-22595

Type: Notice

Date: 2007-01-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22595.html

Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating To Stop Orders for Exchange Traded Funds and Trust Issued Receipts

Document Number: E6-22594

Type: Notice

Date: 2007-01-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22594.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Assess Previously-Approved Fees to Former INET Data Recipients

Document Number: E6-22593

Type: Notice

Date: 2007-01-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22593.html

Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions

Document Number: E6-22592

Type: Notice

Date: 2007-01-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/01/05/E6-22592.html

In the Matter of Cosmetic Center, Inc., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.; Order of Suspension of Trading

Document Number: 06-9986

Type: Notice

Date: 2007-01-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/01/05/06-9986.html