Securities and Exchange Commission October 5, 2006 – Federal Register Recent Federal Regulation Documents

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Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: E6-16461

Type: Notice

Date: 2006-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

Each applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicants have never made a public offering of their securities and do not propose to make a public offering or engage in business of any kind. Filing Dates: The applications were filed on July 20, 2006, and amended on September 21, 2006 and September 27, 2006. Applicants' Address: One Freedom Valley Dr., Oaks, PA 19456.

https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16461.html

Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis

Document Number: E6-16460

Type: Notice

Date: 2006-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16460.html

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934

Document Number: E6-16443

Type: Notice

Date: 2006-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2006/10/05/E6-16443.html