Securities and Exchange Commission September 25, 2006 – Federal Register Recent Federal Regulation Documents

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market/Limit-on-Open Orders Sent to the American Stock Exchange or New York Stock Exchange

Document Number: 06-8143

Type: Notice

Date: 2006-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8143.html

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Thru Orders for Nasdaq's INET Facility

Document Number: 06-8142

Type: Notice

Date: 2006-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8142.html

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delivery of Options Disclosure Documents

Document Number: 06-8141

Type: Notice

Date: 2006-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8141.html

Northwestern Mutual Series Fund, Inc. and Mason Street Advisors, LLC; Notice of Application

Document Number: 06-8140

Type: Notice

Date: 2006-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2006/09/25/06-8140.html

Submission for OMB Review; Comment Request