Securities and Exchange Commission March 16, 2006 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Notice of Filing of Proposed Minor Rule Violation Plan by The Nasdaq Stock Market LLC
Document Number: E6-3809
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3809.html
Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Allocations Processing
Document Number: E6-3807
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3807.html
Self-Regulatory Organizations; the Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding
Document Number: E6-3806
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3806.html
Submission for OMB Review; Comment Request
Document Number: E6-3805
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3805.html
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 454
Document Number: E6-3804
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3804.html
Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Rule 1100(g) “Exercise of Options Contracts”
Document Number: E6-3788
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3788.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 11.1 Relating to the Exercise of Option Contracts
Document Number: E6-3787
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3787.html
Roundtable Series on Giving Investors and Analysts Better Financial Data Via Internet
Document Number: E6-3779
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3779.html
Notice of an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934
Document Number: E6-3778
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3778.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Odd Lot Transactions in the Nasdaq Market Center
Document Number: 06-2543
Type: Notice
Date: 2006-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/16/06-2543.html
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