Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/03/16?limit=200&registers=between&mode=atom 2024-04-18T18:28:17-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3809.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Minor Rule Violation Plan by The Nasdaq Stock Market LLC 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3809 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3809.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3807.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Allocations Processing 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3807.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3806.html Notice - Self-Regulatory Organizations; the Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3806.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3805.html Notice - Submission for OMB Review; Comment Request 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3805.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3804.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 454 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3804.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3788.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Rule 1100(g) “Exercise of Options Contracts” 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3788 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3788.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3787.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 11.1 Relating to the Exercise of Option Contracts 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3787 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3787.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3779.html Notice - Roundtable Series on Giving Investors and Analysts Better Financial Data Via Internet 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3779 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3779.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3778.html Notice - Notice of an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 E6-3778 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3778.pdf https://regulations.justia.com/regulations/fedreg/2006/03/16/06-2543.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Odd Lot Transactions in the Nasdaq Market Center 2006-03-16T00:00:00-08:00 2006-03-16T00:00:00-08:00 06-2543 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/06-2543.pdf