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Justia
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Securities and Exchange Commission
2006
February
23
Securities and Exchange Commission February 23, 2006 – Federal Register Recent Federal Regulation Documents
Results 1 - 14 of 14
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Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the SizeQuote Mechanism Pilot Program for a Period of One Year
Document Number:
E6-2535
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2535.html
John Hancock Capital Series, et al.
Document Number:
E6-2534
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2534.html
Submission for OMB Review; Comment Request
Document Number:
E6-2533
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2533.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Sale Processing in Nasdaq's INET Facility
Document Number:
E6-2529
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2529.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for the use of Nasdaq's Application Programming Interface Protocol by NASD Members
Document Number:
E6-2522
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2522.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems
Document Number:
E6-2521
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2521.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Time for Non-Member Broker/Dealers To Access the Brut and INET Facilities
Document Number:
E6-2520
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2520.html
Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to a New Risk Management Methodology
Document Number:
E6-2519
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2519.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities
Document Number:
E6-2518
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2518.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities
Document Number:
E6-2517
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/E6-2517.html
Submission for OMB Review; Comment Request
Document Number:
06-1668
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1668.html
Submission for OMB Review; Comment Request
Document Number:
06-1667
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1667.html
Submission for OMB Review; Comment Request
Document Number:
06-1666
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1666.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementation of the ANTE System
Document Number:
06-1653
Type:
Notice
Date:
2006-02-23
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/23/06-1653.html