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Securities and Exchange Commission
2006
February
21
Securities and Exchange Commission February 21, 2006 – Federal Register Recent Federal Regulation Documents
Results 1 - 2 of 2
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Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities
Document Number:
E6-2368
Type:
Notice
Date:
2006-02-21
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/21/E6-2368.html
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Six Months the Pilot Program Permitting a Floor Broker and an RCMM To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor
Document Number:
E6-2367
Type:
Notice
Date:
2006-02-21
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/02/21/E6-2367.html