Securities and Exchange Commission October 13, 2005 – Federal Register Recent Federal Regulation Documents

Approval of Investment Adviser Registration Depository Filing Fees

Document Number: E5-5599

Type: Notice

Date: 2005-10-13

Agency: Securities and Exchange Commission, Agencies and Commissions

The Securities and Exchange Commission (Commission or SEC) is waiving for one year Investment Adviser Registration Depository (IARD) annual filing fees for all advisers.

https://regulations.justia.com/regulations/fedreg/2005/10/13/E5-5599.html

New York Life Insurance and Annuity Corporation, et al.; Notice of Application

Document Number: E5-5598

Type: Notice

Date: 2005-10-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2005/10/13/E5-5598.html

Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process

Document Number: E5-5594

Type: Notice

Date: 2005-10-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2005/10/13/E5-5594.html

Advisory Committee on Smaller Public Companies

Document Number: 05-20569

Type: Notice

Date: 2005-10-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2005/10/13/05-20569.html