Securities and Exchange Commission September 2005 – Federal Register Recent Federal Regulation Documents

Results 101 - 149 of 149
Eaton Vance Senior Income Trust, et al.; Notice of Application
Document Number: E5-5005
Type: Notice
Date: 2005-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E5-4978
Type: Notice
Date: 2005-09-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E5-4977
Type: Notice
Date: 2005-09-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 05-17996
Type: Notice
Date: 2005-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Order of Suspension of Trading
Document Number: 05-17991
Type: Notice
Date: 2005-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a De Minimis
Document Number: 05-17954
Type: Notice
Date: 2005-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Fifth Third Funds, et al.; Notice of Application
Document Number: E5-4886
Type: Notice
Date: 2005-09-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-4850
Type: Notice
Date: 2005-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-4839
Type: Notice
Date: 2005-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 05-17660
Type: Notice
Date: 2005-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-4807
Type: Notice
Date: 2005-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
First Trust Exchange-Traded Fund, et al.; Notice of Application
Document Number: E5-4806
Type: Notice
Date: 2005-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Bancorp International Group, Inc. File No. 500-1; Order of Suspension of Trading
Document Number: 05-17593
Type: Notice
Date: 2005-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E5-4789
Type: Notice
Date: 2005-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Each applicant seeks an order declaring that it has ceased to be an investment company. On March 18, 2005, each applicant transferred its assets to a corresponding series of Columbia Funds Trust XI, based on net asset value. Expenses of approximately $262,500 and $166,500, respectively, incurred in connection with the reorganization were paid by each acquiring fund and Columbia Management Group, Inc., the parent company of applicants' investment adviser. Filing Dates: The applications were filed on May 27, 2005, and amended on August 18, 2005. Applicants' Address: One Financial Center, Boston, MA 02110.
Harris Insight Funds Trust, et al., Notice of Application
Document Number: E5-4788
Type: Notice
Date: 2005-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E5-4773
Type: Notice
Date: 2005-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Regulation NMS
Document Number: 05-17531
Type: Rule
Date: 2005-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is extending the compliance date for the amendment to Rule 301(b)(5) of Regulation ATS under the Securities Exchange Act of 1934 that was adopted in connection with Regulation NMS.
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