Issuer Delisting; Notice of Application of N.V. Koninklijke Nederlandsche Petroleum Maatschappij (English Translation, Royal Dutch Petroleum Company) To Withdraw Its Ordinary Shares, Par Value 0.56 Euro, From Listing and Registration on the New York Stock Exchange, Inc., 54420-54421 [E5-5004]
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54420
Federal Register / Vol. 70, No. 177 / Wednesday, September 14, 2005 / Notices
relief will be subject to the following
conditions:
1. Before an Investing Fund may
participate in the Securities Lending
Program, a majority of the Board,
including a majority of the Independent
Trustees, will approve the Investing
Fund’s participation in the Securities
Lending Program. The Board also will
evaluate the securities lending
arrangement and its results no less
frequently than annually and determine
that any investment of Cash Collateral
in the Central Funds is in the best
interest of the shareholders of the
Investing Fund.
2. Investment of Cash Collateral in
shares of the Central Funds will be in
accordance with each Investing Fund’s
respective investment restrictions and
policies as recited in the Investing
Fund’s prospectus and statement of
additional information. An Investing
Fund will invest Cash Collateral in a
Central Fund only if the Central Fund
has been approved for investment by the
Investing Fund.
3. The Central Funds shall not acquire
securities of any investment company or
company relying on section 3(c)(1) or
3(c)(7) of the Act in excess of the limits
contained in section 12(d)(1)(A) of the
Act, except that a Money Market Fund
may acquire the shares of another
Money Market Fund in reliance on
section 12(d)(1)(E) of the Act.
4. Shares of the Central Funds sold to
the Investing Funds either will not be
subject to a sales load, redemption fee,
distribution fee under a plan adopted in
accordance with rule 12b–1 under the
Act, or service fee (as defined in Rule
2830(b)(9) of the NASD Conduct Rules)
or, if such shares are subject to any such
sales load, redemption fee, distribution
fee, or service fee, the Adviser will
waive its advisory fee for each Investing
Fund in an amount that offsets the
amount of such fees incurred by the
Investing Fund.
5. Each Investing Fund will purchase
and redeem shares of the Private Fund
as of the same time and at the same
price, and will receive dividends and
bear its proportionate share of expenses
on the same basis, as other shareholders
of the Private Fund. A separate account
will be established in the shareholder
records of the Private Fund for the
account of each Investing Fund.
6. The Private Fund will comply with
sections 17(a), (d), and (e) and section
18 of the Act as if the Private Fund were
a registered open-end investment
company. With respect to all
redemption requests made by an
Investing Fund, the Private Fund will
comply with section 22(e) of the Act.
The Adviser, as sole trustee or managing
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16:17 Sep 13, 2005
Jkt 205001
member of the Private Fund, will adopt
procedures designed to ensure that the
Private Fund complies with sections
17(a), (d), and (e), 18 and 22(e) of the
Act. The Adviser to the Private Fund
will periodically review and update, as
appropriate, such procedures and will
maintain books and records describing
such procedures, and maintain the
records required by rules 31a–1(b)(1),
31a–1(b)(2)(ii), and 31a–1(b)(9) under
the Act. All books and records required
to be made pursuant to this condition
will be maintained and preserved for a
period of not less than six years from
the end of the fiscal year in which any
transaction occurred, the first two years
in an easily accessible place, and will be
subject to examination by the
Commission and its staff.
7. The Private Fund will use the
amortized cost method of valuation as
defined in rule 2a–7 under the Act and
will comply with rule 2a–7. The
Adviser to the Private Fund will adopt
and monitor the procedures described
in rule 2a–7(c)(7) under the Act and will
take such other actions as are required
to be taken under those procedures. An
Investing Fund may only purchase
shares of the Private Fund if the Adviser
determines on an ongoing basis that the
Private Fund is in compliance with rule
2a–7 under the Act. The Adviser will
preserve for a period not less than six
years from the date of determination,
the first two years in an easily accessible
place, a record of the determination and
the basis upon which the determination
was made. This record will be subject to
examination by the Commission and the
staff.
8. Each Investing Fund and each
Central Fund that may rely on the order
shall be advised by an Adviser. Each
Investing Fund and Money Market Fund
will be in the same group of investment
companies as defined in section
12(d)(1)(G) of the Act.
9. Before the next meeting of the
Board of a Cash Collateral Fee Investing
Fund is held for the purpose of voting
on an advisory contract with the
Adviser under section 15 of the Act, the
Adviser will provide the Board with
specific information regarding the
approximate cost to the Adviser of, or
the portion of the advisory fee under the
existing advisory contract with the
Adviser attributable to, managing the
Cash Collateral of the Cash Collateral
Fee Investing Fund that can be expected
to be invested in the Central Funds.
Before approving any advisory contract
with the Adviser for a Cash Collateral
Fee Investing Fund, the Board,
including a majority of the Independent
Trustees, shall consider to what extent,
if any, the advisory fees charged to the
PO 00000
Frm 00071
Fmt 4703
Sfmt 4703
Cash Collateral Fee Investing Fund by
the Adviser should be reduced to
account for reduced services provided
to the Cash Collateral Fee Investing
Fund as a result of Cash Collateral being
invested in the Central Funds. In
addition, the Cash Collateral Fee
Investing Fund’s minute books will
record fully the Board’s consideration in
approving the advisory contract with
the Adviser, including the
considerations relating to fees referred
to above.
10. The Board of any Investing Fund
will satisfy the fund governance
standards as defined in Rule 0–1(a)(7)
under the Act by the compliance date
for the rule.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Jonathan G. Katz,
Secretary.
[FR Doc. E5–5005 Filed 9–13–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 1–03788]
Issuer Delisting; Notice of Application
of N.V. Koninklijke Nederlandsche
Petroleum Maatschappij (English
Translation, Royal Dutch Petroleum
Company) To Withdraw Its Ordinary
Shares, Par Value 0.56 Euro, From
Listing and Registration on the New
York Stock Exchange, Inc.
September 7, 2005.
On August 10, 2005, N.V. Koninklijke
Nederlandsche Petroleum Maatschappij
(English translation, Royal Dutch
Petroleum Company), a company
organized pursuant to the laws of the
Netherlands (‘‘Issuer’’), filed an
application with the Securities and
Exchange Commission (‘‘Commission’’)
pursuant to Section 12(d) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 12d2–2(d)
thereunder,2 to withdraw its ordinary
shares, par value 0.56 euro (‘‘Security’’),
from listing and registration on the New
York Stock Exchange, Inc. (‘‘NYSE’’).
On August 5, 2005, a delegate
committee of the Board of Management
(‘‘Committee’’) of the Issuer approved
resolutions to withdraw the Security
from listing on NYSE. The Committee
stated that the following reasons
factored into its decision to withdraw
the Security from NYSE. First, the
Committee considered that in approving
1 15
2 17
E:\FR\FM\14SEN1.SGM
U.S.C. 78l(d).
CFR 240.12d2–2(d).
14SEN1
Federal Register / Vol. 70, No. 177 / Wednesday, September 14, 2005 / Notices
the unification transaction between the
Issuer and The ‘‘Shell’’ Transport and
Trading Company, p.l.c., and
recommending the public exchange
offer (‘‘Offer’’) by Royal Dutch Shell, plc
(‘‘Royal Dutch Shell’’) it was understood
that following completion of the Offer
that expired on July 18, 2005 and
depending on the level of acceptance,
Royal Dutch Shell intended to request
the Issuer to seek delisting of its shares.
It was noted that the Offer documents in
relation to the unification transaction
contemplated that Royal Dutch Shell
would request such delisting. Second,
the Committee also considered the
likely effects of delisting described in
the Offer documentation, including
reduced liquidity and the fact that the
Security in New York registry form
might no longer constitute ‘‘margin
securities.’’ Third, the Chairman of the
Committee informed the Committee that
this forecast regarding reduced liquidity
has proved accurate: trading volumes in
the Security have decreased on
Euronext Amsterdam and NYSE after
July 19, 2005. In this regard, the
Committee considered that should
interest exist in trading the Security, an
over-the-counter market might offer an
adequate market for trading the
Security. Fourth, furthermore, the
Committee considered that a liquid
market has developed and is being
maintained in shares in the Issuer’s
parent company, Royal Dutch Shell, on
the London Stock Exchange, Euronext
Amsterdam, and NYSE. The Committee
considered that these listings required
Royal Dutch Shell to comply with
listing rules and corporate governance
requirements, and therefore that
delisting of the Security from Euronext
Amsterdam and NYSE would not result
in investors in the Shell Group of
Companies, (‘‘Shell Group’’) no longer
benefiting from such corporate
governance requirements. The
Committee also noted that the proposed
delisting would not impair the ability of
investors interested in acquiring an
interest in the Shell Group to acquire
such an interest. Fifth, the Committee
also noted that Royal Dutch Shell has
publicly reserved the right to use any
legally permitted method to obtain
100% of the Security. Sixth, the
Committee also considered the cost of
the listing fees and administrative time
and expense associated with
maintaining listings. In view of the
factors noted above, the Committee
expressed its unanimous view that the
benefits of the Issuer to delist the
Security from both Euronext Amsterdam
and NYSE outweigh any disadvantages
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16:17 Sep 13, 2005
Jkt 205001
of such delisting for the remaining
minority shareholders.
The Issuer stated in its application
that it has complied with the rules of
NYSE by providing NYSE with the
required documents governing an
issuer’s voluntary withdrawal of a
security from listing and registration.
The Issuer’s application relates solely
to the withdrawal of the Security from
listing on NYSE and from registration
under Section 12(b) of the Act,3 and
shall not affect its obligation to be
registered under Section 12(g) of the
Act.4
Any interested person may, on or
before September 29, 2005 comment on
the facts bearing upon whether the
application has been made in
accordance with the rules of NYSE, and
what terms, if any, should be imposed
by the Commission for the protection of
investors. All comment letters may be
submitted by either of the following
methods:
Electronic Comments
• Send an e-mail to rulecomments@sec.gov. Please include the
File Number 1–03788 or;
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–9303.
All submissions should refer to File
Number 1–03788. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/delist.shtml).
Comments are also available for public
inspection and copying in the
Commission’s Public Reference Room.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
The Commission, based on the
information submitted to it, will issue
an order granting the application after
the date mentioned above, unless the
Commission determines to order a
hearing on the matter.
3 15
4 15
PO 00000
U.S.C. 78l(b).
U.S.C. 78l(g).
Frm 00072
Fmt 4703
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.5
Jonathan G. Katz,
Secretary.
[FR Doc. E5–5004 Filed 9–13–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 35–28026]
Filings Under the Public Utility Holding
Company Act of 1935, as Amended
(‘‘Act’’)
September 8, 2005.
Notice is hereby given that the
following filing(s) has/have been made
with the Commission pursuant to
provisions of the Act and rules
promulgated under the Act. All
interested persons are referred to the
application(s) and/or declaration(s) for
complete statements of the proposed
transaction(s) summarized below. The
application(s) and/or declaration(s) and
any amendment(s) is/are available for
public inspection through the
Commission’s Branch of Public
Reference.
Interested persons wishing to
comment or request a hearing on the
application(s) and/or declaration(s)
should submit their views in writing by
October 3, 2005, to the Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–9303, and serve a copy on the
relevant applicant(s) and/or declarant(s)
at the address(es) specified below. Proof
of service (by affidavit or, in the case of
an attorney at law, by certificate) should
be filed with the request. Any request
for hearing should identify specifically
the issues of facts or law that are
disputed. A person who so requests will
be notified of any hearing, if ordered,
and will receive a copy of any notice or
order issued in the matter. After October
3, 2005, the application(s) and/or
declaration(s), as filed or as amended,
may be granted and/or permitted to
become effective.
Ameren Corp., et al. (70–10078)
Ameren Corporation (‘‘Ameren’’), a
registered holding company, 1901
Chouteau Avenue, St. Louis, Missouri
63103, CILCORP Inc. (‘‘CILCORP’’), a
wholly owned exempt holding company
subsidiary of Ameren, AmernEnergy
Resources Generating Company
(‘‘AERG’’), a wholly owned indirect
electric utility company subsidiary of
Ameren, and CILCORP Investment
5 17
Sfmt 4703
54421
E:\FR\FM\14SEN1.SGM
CFR 200.30–3(a)(1).
14SEN1
Agencies
[Federal Register Volume 70, Number 177 (Wednesday, September 14, 2005)]
[Notices]
[Pages 54420-54421]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E5-5004]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 1-03788]
Issuer Delisting; Notice of Application of N.V. Koninklijke
Nederlandsche Petroleum Maatschappij (English Translation, Royal Dutch
Petroleum Company) To Withdraw Its Ordinary Shares, Par Value 0.56
Euro, From Listing and Registration on the New York Stock Exchange,
Inc.
September 7, 2005.
On August 10, 2005, N.V. Koninklijke Nederlandsche Petroleum
Maatschappij (English translation, Royal Dutch Petroleum Company), a
company organized pursuant to the laws of the Netherlands (``Issuer''),
filed an application with the Securities and Exchange Commission
(``Commission'') pursuant to Section 12(d) of the Securities Exchange
Act of 1934 (``Act'') \1\ and Rule 12d2-2(d) thereunder,\2\ to withdraw
its ordinary shares, par value 0.56 euro (``Security''), from listing
and registration on the New York Stock Exchange, Inc. (``NYSE'').
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78l(d).
\2\ 17 CFR 240.12d2-2(d).
---------------------------------------------------------------------------
On August 5, 2005, a delegate committee of the Board of Management
(``Committee'') of the Issuer approved resolutions to withdraw the
Security from listing on NYSE. The Committee stated that the following
reasons factored into its decision to withdraw the Security from NYSE.
First, the Committee considered that in approving
[[Page 54421]]
the unification transaction between the Issuer and The ``Shell''
Transport and Trading Company, p.l.c., and recommending the public
exchange offer (``Offer'') by Royal Dutch Shell, plc (``Royal Dutch
Shell'') it was understood that following completion of the Offer that
expired on July 18, 2005 and depending on the level of acceptance,
Royal Dutch Shell intended to request the Issuer to seek delisting of
its shares. It was noted that the Offer documents in relation to the
unification transaction contemplated that Royal Dutch Shell would
request such delisting. Second, the Committee also considered the
likely effects of delisting described in the Offer documentation,
including reduced liquidity and the fact that the Security in New York
registry form might no longer constitute ``margin securities.'' Third,
the Chairman of the Committee informed the Committee that this forecast
regarding reduced liquidity has proved accurate: trading volumes in the
Security have decreased on Euronext Amsterdam and NYSE after July 19,
2005. In this regard, the Committee considered that should interest
exist in trading the Security, an over-the-counter market might offer
an adequate market for trading the Security. Fourth, furthermore, the
Committee considered that a liquid market has developed and is being
maintained in shares in the Issuer's parent company, Royal Dutch Shell,
on the London Stock Exchange, Euronext Amsterdam, and NYSE. The
Committee considered that these listings required Royal Dutch Shell to
comply with listing rules and corporate governance requirements, and
therefore that delisting of the Security from Euronext Amsterdam and
NYSE would not result in investors in the Shell Group of Companies,
(``Shell Group'') no longer benefiting from such corporate governance
requirements. The Committee also noted that the proposed delisting
would not impair the ability of investors interested in acquiring an
interest in the Shell Group to acquire such an interest. Fifth, the
Committee also noted that Royal Dutch Shell has publicly reserved the
right to use any legally permitted method to obtain 100% of the
Security. Sixth, the Committee also considered the cost of the listing
fees and administrative time and expense associated with maintaining
listings. In view of the factors noted above, the Committee expressed
its unanimous view that the benefits of the Issuer to delist the
Security from both Euronext Amsterdam and NYSE outweigh any
disadvantages of such delisting for the remaining minority
shareholders.
The Issuer stated in its application that it has complied with the
rules of NYSE by providing NYSE with the required documents governing
an issuer's voluntary withdrawal of a security from listing and
registration.
The Issuer's application relates solely to the withdrawal of the
Security from listing on NYSE and from registration under Section 12(b)
of the Act,\3\ and shall not affect its obligation to be registered
under Section 12(g) of the Act.\4\
---------------------------------------------------------------------------
\3\ 15 U.S.C. 78l(b).
\4\ 15 U.S.C. 78l(g).
---------------------------------------------------------------------------
Any interested person may, on or before September 29, 2005 comment
on the facts bearing upon whether the application has been made in
accordance with the rules of NYSE, and what terms, if any, should be
imposed by the Commission for the protection of investors. All comment
letters may be submitted by either of the following methods:
Electronic Comments
Send an e-mail to rule-comments@sec.gov. Please include
the File Number 1-03788 or;
Paper Comments
Send paper comments in triplicate to Jonathan G. Katz,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-9303.
All submissions should refer to File Number 1-03788. This file
number should be included on the subject line if e-mail is used. To
help us process and review your comments more efficiently, please use
only one method. The Commission will post all comments on the
Commission's Internet Web site (https://www.sec.gov/rules/delist.shtml).
Comments are also available for public inspection and copying in the
Commission's Public Reference Room. All comments received will be
posted without change; we do not edit personal identifying information
from submissions. You should submit only information that you wish to
make available publicly.
The Commission, based on the information submitted to it, will
issue an order granting the application after the date mentioned above,
unless the Commission determines to order a hearing on the matter.
For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\5\
---------------------------------------------------------------------------
\5\ 17 CFR 200.30-3(a)(1).
---------------------------------------------------------------------------
Jonathan G. Katz,
Secretary.
[FR Doc. E5-5004 Filed 9-13-05; 8:45 am]
BILLING CODE 8010-01-P