Employee Benefits Security Administration February 12, 2021 – Federal Register Recent Federal Regulation Documents

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Proposed Exemption for Certain Prohibited Transaction Restrictions Involving DWS Investment Management Americas, Inc. (DIMA or the Applicant) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG (Each a DB QPAM) Located in New York, New York

Document Number: 2021-02886

Type: Notice

Date: 2021-02-12

Agency: Employee Benefits Security Administration, Department of Labor

This document provides notice of the pendency before the Department of Labor (the Department) of a proposed individual exemption from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). If this proposed exemption is granted, certain entities with specified relationships to Deutsche Bank AG will not be precluded from relying on the exemptive relief provided by Prohibited Transaction Class Exemption 84-14.

https://regulations.justia.com/regulations/fedreg/2021/02/12/2021-02886.html