Employee Benefits Security Administration April 30, 2010 – Federal Register Recent Federal Regulation Documents

D-11456, PNC Financial Services Group, Inc.; and D-11602, State Street Bank and Trust Company, et al.
Document Number: 2010-10065
Type: Notice
Date: 2010-04-30
Agency: Employee Benefits Security Administration, Department of Labor
This document contains notices of pendency before the Department of Labor (the Department) of proposed exemptions from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code).
Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2010-13, Putnam Fiduciary Trust Company, D-11425; 2010-14, UBS Financial Services Inc. and its Affiliates (UBS), D-11502; and 2010-15, Subaru of America, Inc. (Subaru), D-11531
Document Number: 2010-10064
Type: Notice
Date: 2010-04-30
Agency: Employee Benefits Security Administration, Department of Labor
This document contains exemptions issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code).
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