Employee Benefits Security Administration December 2017 – Federal Register Recent Federal Regulation Documents

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Exemptions from Certain Prohibited Transaction Restrictions

Document Number: 2017-27977

Type: Notice

Date: 2017-12-29

Agency: Employee Benefits Security Administration, Department of Labor

This document contains exemptions issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). This notice includes the following: 2017-03, JPMorgan Chase & Co., D- 11906; 2017-04, Deutsche Investment Management Americas Inc. (DIMA) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG, D-11908; 2017-05, Citigroup Inc., D-11909; 2017-06, Barclays Capital Inc., D-11910; 2017-07, UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O'Connor LLC; and Certain Future Affiliates in UBS's Asset Management and Wealth Management Americas Divisions, D-11907.

https://regulations.justia.com/regulations/fedreg/2017/12/29/2017-27977.html

18-Month Extension of Transition Period and Delay of Applicability Dates; Best Interest Contract Exemption (PTE 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (PTE 2016-02); Prohibited Transaction Exemption 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies, and Investment Company Principal Underwriters (PTE 84-24); Correction

Document Number: 2017-26478

Type: Rule

Date: 2017-12-07

Agency: Employee Benefits Security Administration, Department of Labor

This document corrects two errors in the preamble of a document that appeared in the Federal Register on November 29, 2017.

https://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26478.html