Commodity Futures Trading Commission December 22, 2010 – Federal Register Recent Federal Regulation Documents

Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
Document Number: 2010-31588
Type: Proposed Rule
Date: 2010-12-22
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing for comment new rules under Section 4s(h) of the Commodity Exchange Act (``CEA'') to implement provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act'') relating generally to external business conduct standards for swap dealers and major swap participants.
Core Principles and Other Requirements for Designated Contract Markets
Document Number: 2010-31458
Type: Proposed Rule
Date: 2010-12-22
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing new rules and amended guidance and acceptable practices to implement the new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''). The proposed rules, guidance and acceptable practices, which apply to the designation and operation of contract markets, implement the Dodd-Frank Act's new statutory framework that, among other things, amends Section 5 of the Commodity Exchange Act (``CEA'') concerning designation and operation of contract markets, and adds a new CEA Section 2(h)(8) to include the listing, trading and execution of swaps on designated contract markets. The Commission requests comment on all aspects of the proposed rules, guidance and acceptable practices.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.