Securities and Exchange Commission March 11, 2025 – Federal Register Recent Federal Regulation Documents

Results 1 - 10 of 10
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Liquidity Risk Management Framework
Document Number: 2025-03811
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03811.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Pre-Market Session To Begin at 4 a.m. Eastern Time
Document Number: 2025-03810
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03810.html
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 3.13 To Codify the Existing Process for a Trading Permit Holder To Voluntarily Terminate Its Rights as a Trading Permit Holder
Document Number: 2025-03809
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03809.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Updates to Various Contracts and Forms That, in Conjunction With OCC's By-Laws and Rules, Establish and Govern the Relationship Between OCC and Each Clearing Member (Collectively, the “Clearing Member Documents”)
Document Number: 2025-03808
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03808.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt a Volatility Event Charge
Document Number: 2025-03805
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03805.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 102.01 of the NYSE Listed Company Manual To Provide That the Stockholder Requirements Set Forth Therein Will Be Calculated on a Worldwide Basis When Listing a Company From Outside North America That Is Listing in Connection With Its Initial Public Offering and Is Not Listed on Any Other Regulated Stock Exchange
Document Number: 2025-03804
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03804.html
Proposed Collection; Comment Request; Extension: Form T-2-Statement of Eligibility Under the Trust Indenture Act of 1939 of an Individual Designated To Act as a Trustee
Document Number: 2025-03864
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03864.html
Proposed Collection; Comment Request; Extension: Form T-6
Document Number: 2025-03863
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03863.html
Proposed Collection; Comment Request; Extension: Form T-3 Application for Qualification of an Indenture Under the Trust Indenture Act of 1939
Document Number: 2025-03862
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03862.html
Proposed Collection; Comment Request; Extension: Form T-1-Statement of Eligibility and Qualification Under the Trust Indenture Act of 1939 of a Corporation Designated To Act as a Trustee
Document Number: 2025-03861
Type: Notice
Date: 2025-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/03/11/2025-03861.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.