Securities and Exchange Commission December 13, 2024 – Federal Register Recent Federal Regulation Documents

Results 1 - 12 of 12
Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt Certain Connectivity Fees
Document Number: 2024-29336
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29336.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.1
Document Number: 2024-29335
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29335.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 102.01 of the NYSE Listed Company Manual To Provide That the Stockholder Requirements Set Forth Therein Will Be Calculated on a Worldwide Basis When Listing a Company From Outside North America That Is Listing in Connection With Its Initial Public Offering and Is Not Listed on Any Other Regulated Stock Exchange
Document Number: 2024-29334
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29334.html
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the Exchange's Proprietary Market Data Feeds: (i) MIAX Sapphire Top of Market Data Feed; (ii) MIAX Sapphire Complex Top of Market Data Feed; and (iii) MIAX Sapphire Liquidity Feed
Document Number: 2024-29333
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29333.html
Proposed Collection; Comment Request; Extension: Rule 17g-4
Document Number: 2024-29303
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29303.html
Proposed Collection; Comment Request; Extension: Rules 6a-1 and 6a-2, Form 1
Document Number: 2024-29301
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29301.html
HarbourVest Private Investments Fund and Fund HarbourVest Registered Advisers L.P.
Document Number: 2024-29315
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29315.html
Global X Venture Fund and Global X Management Company, LLC
Document Number: 2024-29314
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29314.html
Submission for OMB Review; Comment Request; Extension: Rules 15Fb1-1 Through 15Fb6-2 and Forms SBSE, SBSE-A, SBSE-BD, SBSE-C and SBSE-W
Document Number: 2024-29306
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29306.html
Submission for OMB Review; Comment Request; Extension: Rule 20a-1
Document Number: 2024-29305
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29305.html
Submission for OMB Review; Comment Request; Extension: Form ADV-E
Document Number: 2024-29304
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29304.html
Capital Group KKR Multi-Sector+, Capital Group KKR Core Plus+ and Capital Research and Management Company
Document Number: 2024-29316
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/13/2024-29316.html
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