Securities and Exchange Commission December 9, 2024 – Federal Register Recent Federal Regulation Documents

Results 1 - 6 of 6
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1306 (Branch Offices) and Exchange Rule 1308 (Supervision of Accounts) To Harmonize With FINRA Rules
Document Number: 2024-28769
Type: Notice
Date: 2024-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/09/2024-28769.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Relating to Fee Codes and Volume Tiers
Document Number: 2024-28768
Type: Notice
Date: 2024-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/09/2024-28768.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Document Number: 2024-28763
Type: Notice
Date: 2024-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/09/2024-28763.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive, Clarifying Changes to the Exchange's Rulebook
Document Number: 2024-28762
Type: Notice
Date: 2024-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/09/2024-28762.html
Sunshine Act Meetings
Document Number: 2024-28987
Type: Notice
Date: 2024-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/09/2024-28987.html
Submission for OMB Review; Comment Request; Extension: Form 4-Statement of Changes in Beneficial Ownership of Securities
Document Number: 2024-28834
Type: Notice
Date: 2024-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/12/09/2024-28834.html
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