Securities and Exchange Commission October 15, 2024 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Institutional Investment Strategy Fund and Buena Capital Advisors, LLC
Document Number: 2024-23680
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23680.html
White Oak Secured Asset Lending Fund, Inc., et al.
Document Number: 2024-23679
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23679.html
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Document Number: 2024-23660
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23660.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule
Document Number: 2024-23659
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23659.html
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule
Document Number: 2024-23658
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23658.html
Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures
Document Number: 2024-23657
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23657.html
Proposed Collection; Comment Request; Extension: Rule 18a-10
Document Number: 2024-23766
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23766.html
Proposed Collection; Comment Request; Extension: Rule 15c3-4
Document Number: 2024-23764
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23764.html
Sunshine Act Meetings
Document Number: 2024-23808
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23808.html
Sunshine Act Meetings
Document Number: 2024-23833
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23833.html
TriplePoint Venture Growth BDC Corp., et al.
Document Number: 2024-23761
Type: Notice
Date: 2024-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/15/2024-23761.html
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