Securities and Exchange Commission September 20, 2024 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to Volume Tiers
Document Number: 2024-21492
Type: Notice
Date: 2024-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/20/2024-21492.html
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Supplementary Material .16 to IEX Rule 5.110 (Supervision), So That IEX Members Who Participate in the Recently Approved FINRA Pilot Program on Remote Inspections Will Also Satisfy the Internal Inspection Requirements Found in IEX's Rules
Document Number: 2024-21491
Type: Notice
Date: 2024-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/20/2024-21491.html
Submission for OMB Review; Comment Request; Extension: Form N-5
Document Number: 2024-21596
Type: Notice
Date: 2024-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/20/2024-21596.html
Joint Industry Plan; Order Disapproving the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility
Document Number: 2024-21508
Type: Notice
Date: 2024-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/20/2024-21508.html
Proposed Collection; Comment Request; Extension: Rule 154
Document Number: 2024-21555
Type: Notice
Date: 2024-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/20/2024-21555.html
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