Securities and Exchange Commission June 27, 2024 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores
Document Number: 2024-14062
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14062.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Relating to BOX Connectivity Fees and Port Fees for Trading on the BOX Options Market LLC Facility (“BOX”)
Document Number: 2024-14061
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14061.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a
Document Number: 2024-14069
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14069.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Modify the GSD Rules To Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Treasury Securities
Document Number: 2024-14068
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14068.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify the GSD Rules and MBSD Rules To Update Certain Member Requirements Under CCLF
Document Number: 2024-14067
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14067.html
Self-Regulatory Organizations; LCH SA; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the CDS Select Membership Model
Document Number: 2024-14066
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14066.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility (“BOX”)
Document Number: 2024-14065
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14065.html
Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Clearing Agency Risk Management Framework
Document Number: 2024-14064
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14064.html
Submission for OMB Review; Comment Request; Extension: Form SD
Document Number: 2024-14085
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14085.html
Submission for OMB Review; Comment Request; Extension: Credit Risk Retention-Regulation RR
Document Number: 2024-14082
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14082.html
Submission for OMB Review; Comment Request; Extension: Form 15
Document Number: 2024-14081
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14081.html
Submission for OMB Review; Comment Request; Extension: Securities Exchange Act 1934-Rule 12g3-2
Document Number: 2024-14080
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14080.html
Submission for OMB Review; Comment Request; Extension: Form F-6-Registration Statement
Document Number: 2024-14079
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14079.html
Submission for OMB Review; Comment Request; Extension: Form 3-Initial Statement of Beneficial Ownership of Securities
Document Number: 2024-14078
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14078.html
Proposed Collection; Comment Request; Extension: Regulation A (Form 1-A): Small Issuer Exemption From Registration Under the Securities Act and Its Attendant Form
Document Number: 2024-14077
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14077.html
Submission for OMB Review; Comment Request; Form ABS-EE
Document Number: 2024-14076
Type: Notice
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14076.html
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information; Correction
Document Number: 2024-14031
Type: Rule
Date: 2024-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
This document makes corrections to the amendatory instructions in Release No. 34-100155 (May 16, 2024), which was published in the Federal Register on June 3, 2024.
https://regulations.justia.com/regulations/fedreg/2024/06/27/2024-14031.html
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