Securities and Exchange Commission May 7, 2024 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Proposed Collection; Comment Request; Extension: Rule 17g-5
Document Number: 2024-09850
Type: Notice
Date: 2024-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09850.html
Proposed Collection; Comment Request; Extension: Rules 17g-8 and 17g-9
Document Number: 2024-09849
Type: Notice
Date: 2024-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09849.html
Proposed Collection; Comment Request; Extension: Rule 17g-7
Document Number: 2024-09848
Type: Notice
Date: 2024-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09848.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM))
Document Number: 2024-09847
Type: Notice
Date: 2024-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09847.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule
Document Number: 2024-09846
Type: Notice
Date: 2024-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09846.html
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