Securities and Exchange Commission April 16, 2021 – Federal Register Recent Federal Regulation Documents

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Rebranding of the Exchange

Document Number: 2021-07788

Type: Notice

Date: 2021-04-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07788.html

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Document Number: 2021-07787

Type: Notice

Date: 2021-04-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07787.html

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E

Document Number: 2021-07786

Type: Notice

Date: 2021-04-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07786.html

Azzad Funds and Azzad Asset Management, Inc.; Notice of Application

Document Number: 2021-07270

Type: Notice

Date: 2021-04-16

Agency: Securities and Exchange Commission, Agencies and Commissions

The following is a summary of the application between Azzad Funds and Azzad Asset Management, Inc.

https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07270.html

SharesPost 100 Fund and Liberty Street Advisors, Inc.

Document Number: 2021-07269

Type: Notice

Date: 2021-04-16

Agency: Securities and Exchange Commission, Agencies and Commissions

The following is a summary of the application from SharesPost 100 Fund (the ``Initial Fund'') and Liberty Street Advisors, Inc. (the ``Adviser'' and together with the Initial Fund, the ``Applicants'').

https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07269.html